Financial Services Audit Services London
Expert financial services audit services. Specialised audits for financial services firms, including FCA-regulated entities, investment firms, and financial intermediaries. Our team understands the unique challenges in financial services.
Financial Services Audit Services
Expert financial services audit services. Specialised audits for financial services firms, including FCA-regulated entities, investment firms, and financial intermediaries. Our team understands the unique challenges in financial services, including FCA regulatory compliance, client money, investment valuation, and financial instrument accounting. We provide comprehensive audits tailored to financial services businesses.
Financial Services Sector Expertise
Our financial services audit team has extensive experience across the financial services sector:
- FCA-Regulated Entities: FCA-authorised firms and regulated entities
- Investment Firms: Investment management and advisory firms
- Financial Intermediaries: Brokers, dealers, and financial intermediaries
- Wealth Management: Wealth management and private client firms
- Insurance Intermediaries: Insurance brokers and intermediaries
- Payment Services: Payment services and e-money firms
Financial Services Audit Services
- Statutory Audits: Full statutory audits for financial services companies
- FCA Regulatory Audits: Audits ensuring compliance with FCA regulations
- Client Money Audits: Specialised audits of client money segregation and compliance
- Investment Valuation Audits: Audits of investment valuation and fair value accounting
- Financial Instrument Audits: Audits of financial instruments and derivatives
- Regulatory Reporting Audits: Audits of FCA regulatory returns and reporting
Financial Services-Specific Audit Considerations
Our financial services audits focus on key financial-services-specific areas:
- FCA Compliance: FCA regulatory compliance and reporting requirements
- Client Money: Client money segregation, CASS compliance, and client asset protection
- Investment Valuation: Fair value measurement and investment valuation
- Financial Instruments: Financial instrument accounting and derivatives
- Regulatory Capital: Regulatory capital requirements and capital adequacy
- Risk Management: Risk management systems and controls
Why Choose Acumon for Financial Services Audits?
- Extensive experience in financial services sector audits
- Deep understanding of FCA regulations and financial services business models
- Specialised knowledge of financial services accounting and regulatory reporting
- Efficient, practical audit approach for regulated entities
- Clear, actionable audit findings and recommendations
- Ongoing support and advice on financial services accounting matters
Integration with Other Services
Our financial services audit services integrate seamlessly with our other services:
- CASS Audit Services - Specialised CASS audits for client money compliance
- Audit Firm London - Comprehensive audit services for FCA-regulated entities
- Risk & Tech Assurance Services - Risk management and assurance for financial services
Next steps
Get in touch with our financial services audit team to discuss your financial services audit requirements. Our experienced team will provide expert financial services audit services tailored to your financial services business.