SRA Audits Companies UK: Companies and Services Guide
AC
Acumon Chartered Accountants·20 min read
Law firms that hold client money are required to comply with the Solicitors Regulation Authority Accounts Rules, making SRA audits an important part of their regulatory responsibilities. Choosing the right audit provider is not simply about meeting a reporting requirement. Many firms also look for practical guidance, a clear audit process, and support in identifying areas where controls and procedures can be strengthened.
The UK has a broad range of firms offering SRA audit services, from specialist legal sector accountants to larger audit and advisory practices. While the core purpose of an SRA audit remains the same, providers often differ in their approach, experience, and the additional compliance support they offer.
This guide highlights a selection of SRA audits companies operating across the UK. Rather than ranking providers, the aim is to provide useful context about their services, areas of focus, and the types of support they offer to solicitors and law firms. The goal is to help readers better understand the market and make a more informed decision when selecting an SRA audit partner.
Acumon
Acumon is a UK firm of chartered accountants and registered auditors providing audit, compliance, and financial reporting services to law firms and other regulated organisations across the United Kingdom.
The firm works with legal practices ranging from small and medium-sized solicitors' firms through to larger multi-office legal businesses. Acumon supports organisations operating within regulated environments where financial controls, client money management, governance, and compliance reporting are subject to ongoing regulatory oversight.
Acumon holds a Public Interest Entity (PIE) audit licence, allowing the firm to audit listed companies and other entities subject to enhanced regulatory requirements in the UK. The firm also maintains audit registrations in several international financial centres, enabling support for organisations with cross-border structures and international operations.
Many regulated businesses, including law firms, face increasing expectations around financial governance, internal controls, risk management, and compliance reporting. Acumon works with management teams and compliance officers to help organisations maintain robust financial processes and meet their regulatory obligations.
SRA Audit and Compliance Capabilities
Acumon supports law firms and legal practices that are required to demonstrate compliance with the Solicitors Regulation Authority (SRA) Accounts Rules and broader regulatory requirements.
These include:
solicitors' firms regulated by the SRA
multi-office legal practices
incorporated legal businesses and LLPs
law firms handling client money
legal practices undergoing regulatory reviews
firms preparing for mergers, acquisitions, or expansion
legal businesses strengthening governance and financial controls
Work is typically delivered by senior professionals with experience supporting regulated organisations and businesses operating within complex compliance environments.
Regulatory Licences and Registrations
Acumon's experience extends across a range of regulated sectors where governance, reporting accuracy, and risk management are central to operations.
This includes:
UK statutory audit registration
Public Interest Entity (PIE) audit licence
Jersey audit licence
Isle of Man audit licence
Cayman Islands audit licence
British Virgin Islands audit licence
These registrations enable the firm to support organisations operating across multiple jurisdictions while maintaining compliance with applicable regulatory frameworks.
Core Services
In addition to statutory audit work, Acumon provides a range of services that support legal practices and other regulated organisations.
These include:
statutory external audit
group and subsidiary audits
Public Interest Entity (PIE) audits
charity and not-for-profit audit
audit of international group structures
internal audit and governance reviews
risk management and compliance support
Many law firms seek independent review of their financial controls and compliance procedures as regulatory expectations continue to evolve.
Acumon works with firms that are:
approaching their first statutory audit
preparing for external investment
expanding into international markets
operating within corporate group structures
Early review of financial controls and compliance processes can help legal practices identify potential weaknesses, strengthen governance arrangements, and maintain alignment with SRA regulatory expectations.
Address: 1-2 Craven Road, Ealing, London, W5 2UA, UK
Millet Audit Ltd
Millet Audit Ltd is a UK audit firm that provides SRA audit services for solicitors and legal practices. Their work focuses on reviewing compliance with the Solicitors Regulation Authority Accounts Rules, helping firms assess how client money is managed and whether financial controls are operating as expected. They work with law firms throughout the UK and support legal practices with regulatory audit requirements and related compliance processes.
A notable part of their approach is the use of fully remote audit delivery. Rather than relying on traditional site visits, they review accounting records, reconciliations, client account information, and supporting documentation through secure digital processes. Alongside SRA audits, they also provide assurance and independent examination services. Their work includes reviewing financial controls, identifying areas where processes could be strengthened, and helping firms maintain appropriate compliance procedures.
Key Highlights:
SRA audit services designed for solicitors and legal practices
Fully remote audit process using secure digital systems
Reviews focused on client money controls and compliance procedures
Assessment of accounting records and reconciliation processes
Support for firms operating with remote or hybrid working models
Additional experience in audit, assurance, and examination work
Focus on regulatory compliance and internal control reviews
Audit Group provides audit and assurance services for a range of sectors, including specialist SRA audit work for solicitors and law firms. Their services are focused on helping legal practices meet the requirements of the Solicitors Accounts Rules through independent examinations of client account records, financial controls, reconciliations, and money handling procedures. They work with firms ranging from sole practitioners to larger legal organizations.
Their audit process includes reviewing accounting records, testing transactions, examining client account procedures, and assessing whether firms are complying with relevant regulatory requirements. In addition to legal sector work, they provide audit services for charities, grant-funded organizations, housing associations, local government bodies, and commercial entities. As part of the Jack Ross group, they offer audit and assurance services across England and Wales.
Key Highlights:
Specialist SRA audit services for solicitors and law firms
Reviews of client money management and accounting controls
Independent accountant reporting for regulatory compliance
Experience working with practices of different sizes
Audit and assurance services across multiple sectors
Support for firms throughout England and Wales
Part of a wider audit and accounting services group
Services:
SRA audits
Statutory audits
Charity audits
Grant audits
Voluntary audits
Housing association audits
Local government audits
Contact Information:
Website: auditgroup.co.uk
Address: Barnfield House, The Approach, Manchester M3 7BX
Phone: 0161 832 4451
Kendrick Sanford
Kendrick Sanford provides SRA audit and accounting services for solicitors and law firms across the UK. Their work focuses on helping legal practices review compliance with the SRA Solicitors Accounts Rules, assess how client funds are managed, and prepare the required reporting associated with regulatory obligations. Alongside audits, they also offer support with legal bookkeeping, client account reviews, and financial reporting activities that are relevant to legal practices.
Their audit process includes planning, preparation, on-site or remote review work, and the completion of final audit reports. The company works with firms that need support reviewing client account records, ledgers, bank statements, and accounting procedures. In addition to SRA audits, they provide related accounting services designed for law firms that want to keep their financial processes organized and aligned with regulatory requirements.
Key Highlights:
SRA audit services focused on solicitor and law firm compliance
Reviews of client account management and accounting procedures
Support with solicitor client account audits and reporting
Flexible audit delivery through remote or on-site engagements
Audit process designed around existing firm operations
Additional bookkeeping and accounting support for legal practices
Assistance with Accountant's Reports and compliance requirements
SMH Group provides audit and assurance services to businesses and professional organizations, including specialist SRA audit services for law firms. Their work focuses on reviewing how firms handle client money and whether their processes comply with the Solicitors Regulation Authority Accounts Rules. They work with legal practices that need an independent review of client accounts, transaction records, and financial controls as part of their regulatory responsibilities.
Their audit process typically includes an initial assessment of financial procedures, a detailed review of records and transactions, an examination of internal controls, and the preparation of audit reports. Beyond SRA audits, the group provides a wider range of accounting, advisory, payroll, finance, and assurance services through its network of offices across the UK. Their work covers both compliance requirements and broader financial management needs.
Key Highlights:
SRA audit services for firms that hold client money
Independent reviews of client accounts and financial controls
Assessment of compliance with SRA Accounts Rules
Internal control reviews as part of the audit process
Audit and assurance support for legal practices
Part of a broader accounting and advisory services group
Network of offices serving clients across multiple UK regions
Address: 2 Pavilion Business Park, Royds Hall Road, Lower Wortley, Leeds, LS12 6AJ
Facebook: www.facebook.com/GroupSMH
LinkedIn: www.linkedin.com/company/smhgroup
Instagram: www.instagram.com/the.smh.group
DSK LLP
DSK LLP is an accounting and audit firm that provides SRA audit services for legal practices alongside a broader range of audit and financial reporting services. Their SRA audits focus on reviewing a firm's reporting processes and assessing compliance with applicable regulatory guidelines. The company works with organizations across different sectors and applies its audit experience to both statutory and specialist audit engagements.
Their audit work includes reviewing business operations, governance procedures, financial performance, policies, reporting processes, and key risk areas. As part of their wider audit offering, they support businesses with statutory audits, financial reporting requirements, and ongoing access to audit and advisory professionals. Their approach combines compliance reviews with recommendations related to operational and financial processes where appropriate.
Key Highlights:
SRA audit services for legal practices and law firms
Reviews of reporting processes and compliance procedures
Experience with statutory audit and financial reporting work
Assessment of governance, risk, and financial controls
Support for UK GAAP and IFRS reporting environments
Access to audit, accounting, and tax professionals
Audit services across a range of industries and organizations
Services:
SRA audits
Statutory audits
Financial reporting reviews
Governance assessments
Risk reviews
Audit planning and execution
Audit advisory support
Contact Information:
Website: dskllp.com
Address: D S House, 306 High Street, Croydon, CR0 1NG
Price Bailey is an accounting, audit, and advisory firm that provides SRA audit services for law firms that hold or manage client money. Their work focuses on reviewing compliance with the Solicitors Regulation Authority Accounts Rules and helping firms meet the reporting requirements associated with those rules. As part of the process, they carry out an independent review of client money controls, accounting procedures, client ledger records, reconciliations, and related compliance systems.
Their approach is centered on understanding how a firm manages client funds and whether appropriate safeguards are in place. The audit process includes reviewing controls, testing transactions, identifying any compliance issues, and completing the required Accountant's Report. Alongside SRA audits, Price Bailey provides a broad range of audit and assurance services for organizations across multiple industries, including professional services, financial services, healthcare, education, and the public sector.
Key Highlights:
SRA audit services for firms handling client money
Reviews of client account controls and reconciliation procedures
Support with Accountant's Reports under SRA requirements
Assessment of systems used to safeguard client funds
Risk-focused audit approach based on regulatory requirements
Experience across legal, financial, and professional services sectors
Address: Anglia House, 6 Central Avenue, St Andrews Business Park, Thorpe St Andrew, Norwich, Norfolk, NR7 0HR
Wilson Partners
Wilson Partners provides accounting, audit, tax, and advisory services, including SRA audits for law firms that are required to comply with Solicitors Regulation Authority regulations. Their SRA audit work focuses on reviewing how firms handle client money, assessing compliance with the SRA Accounts Rules, and examining the controls and procedures used to manage financial activities within legal practices.
Their audit process includes reviewing client money procedures, internal controls, risk management practices, and regulatory requirements relevant to law firms. In addition to checking compliance, they assess financial processes and identify areas where controls and oversight can be strengthened. The firm also provides a wide range of accounting, corporate finance, tax, payroll, and business advisory services for businesses and professional firms throughout the UK.
Key Highlights:
SRA audit services tailored to the needs of law firms
Reviews of client money handling and compliance procedures
Assessment of internal financial controls and oversight processes
Focus on regulatory requirements within the legal sector
Risk management reviews linked to SRA compliance obligations
Audit services delivered alongside broader advisory support
Address: Windsor House, Station Court, Station Road, Great Shelford, Cambridge, CB22 5NE
Phone: 01223 849 099
Clearcut Accounting
Clearcut Accounting is an accounting firm that provides audit and financial review services for businesses operating across a range of sectors. Their audit offering focuses on independent examinations of financial records, compliance requirements, risk management, and reporting processes. The company works with organizations that require external audit support as well as broader accounting and financial management services.
Their audit services include reviews of financial statements, reporting procedures, and compliance with relevant accounting standards such as UK GAAP and IFRS. The firm also highlights risk management, transparent reporting, and stakeholder assurance as part of its audit process. Alongside audit work, Clearcut Accounting offers bookkeeping, payroll, tax, and other accountancy services for businesses seeking ongoing financial support.
Key Highlights:
External audit services focused on financial reporting accuracy
Reviews aligned with UK GAAP and IFRS requirements
Independent assessment of financial records and controls
Risk management reviews as part of the audit process
Financial reporting and compliance support for businesses
Audit services combined with broader accounting expertise
Hayvenhursts is an accountancy firm that works with businesses across a range of sectors and provides support for SRA-regulated law firms preparing for audits and compliance reviews. Their work in this area focuses on helping solicitors strengthen internal controls, review accounting systems, improve record keeping, and prepare for external SRA audits. Rather than concentrating only on the final audit stage, they place significant attention on the processes and checks that take place throughout the year.
Their support includes reviewing client ledgers, bank reconciliations, financial records, and internal procedures to identify areas that may need attention before an external review takes place. They also help firms establish review schedules, assess risk areas, evaluate compliance controls, and improve audit readiness. Alongside compliance support, the firm provides broader accountancy and tax services for businesses throughout the UK.
Key Highlights:
Support for law firms preparing for SRA audits and compliance reviews
Reviews of accounting systems, client ledgers, and reconciliations
Focus on internal controls and audit readiness processes
Assistance with identifying compliance risks before external audits
Guidance on maintaining records that meet SRA requirements
Support with financial procedures and ongoing compliance monitoring
Experience working with solicitors and SRA-regulated practices
Address: Fairway House, Links Business Park, St Mellons, Cardiff, CF3 0LT
Phone: 02920 777 756
Facebook: www.facebook.com/hayvenhursts
Coveney Nicholls
Coveney Nicholls is an accounting and business advisory firm that works with professional practices, including law firms that need support around financial controls and SRA compliance. Their approach focuses on helping firms build effective financial management processes throughout the year rather than treating SRA audits as a standalone annual requirement. Much of their work centres on strengthening procedures around client money, reconciliations, billing controls, and financial oversight.
They place particular emphasis on areas such as client account management, cash handling procedures, work-in-progress monitoring, partner drawings, segregation of duties, and governance controls. Their guidance helps legal practices review how money moves through the business, identify weaknesses in existing processes, and maintain records that support compliance requirements. Alongside audit-related support, the firm provides accounting, tax, and advisory services for businesses across several sectors.
Key Highlights:
Focus on financial controls within legal practices and law firms
Guidance related to client money management and compliance processes
Reviews of reconciliations, billing controls, and financial oversight
Support for governance, risk management, and internal controls
Practical approach to ongoing compliance throughout the year
Experience working with professional services businesses
Assistance with preparing for future SRA audit requirements
Hunnings Consultancy provides compliance support for SRA-regulated law firms that are undergoing audits, inspections, investigations, and regulatory reviews. Their work focuses on helping firms understand regulatory requirements, prepare documentation, respond to information requests, and manage the practical aspects of SRA inspections. They work with firms facing AML audits, sanctions compliance reviews, thematic reviews, and client account spot checks.
A large part of their service involves helping legal practices review compliance frameworks, assess AML procedures, strengthen policies, and prepare supporting documentation before regulatory reviews take place. They also assist firms with independent AML audits, file review processes, compliance training, and broader risk management activities. Their services are aimed at helping law firms understand regulatory expectations and maintain documented compliance procedures across different areas of legal practice.
Key Highlights:
Support for firms facing SRA audits, inspections, and investigations
Assistance with AML and sanctions compliance reviews
Guidance on preparing regulatory documentation and responses
Independent reviews of AML policies and procedures
Support with thematic reviews and client account spot checks
Compliance assistance for SRA-regulated legal practices
Focus on ongoing regulatory and risk management requirements
MAR Legal provides compliance and regulatory support for solicitors and SRA-regulated law firms. Their work focuses on helping legal practices assess how prepared they are for regulatory reviews through mock SRA audits, AML audit preparation, file sampling exercises, and broader compliance assessments. Rather than focusing only on written policies, they review whether procedures are being followed consistently and whether firms can demonstrate compliance through documented evidence.
Their reviews cover a wide range of operational and regulatory areas, including governance arrangements, AML controls, supervision processes, training records, complaints handling, client care procedures, file management, and compliance reporting. They also support compliance officers such as COLPs, COFAs, and MLROs by helping identify risks, assess existing controls, and develop practical action plans before formal regulatory scrutiny takes place.
Key Highlights:
Mock SRA audit services for solicitors and legal practices
Reviews of compliance frameworks, controls, and procedures
AML audit preparation and regulatory readiness assessments
File sampling exercises to test compliance in practice
Support for COLPs, COFAs, and MLROs
Reviews of governance, supervision, and training processes
Practical recommendations based on documented evidence
Xaviers Accountants is an accountancy and audit firm that provides SRA audit services for solicitors and legal professionals across the UK. Their work focuses on helping legal practices meet the requirements of the SRA Accounts Rules through independent audits and reporting. In addition to meeting regulatory obligations, their audit work also involves reviewing financial processes and identifying areas where procedures may benefit from further attention.
Alongside specialist SRA audits, the firm offers a broader range of accounting and financial support services. These include accounts preparation, taxation, bookkeeping, payroll, management accounts, and general audit services. Their work covers both legal sector clients and organizations that require independent audit and accountancy support as part of their ongoing operations.
Key Highlights:
SRA audit services for solicitors and legal sector clients
Reviews aligned with SRA Accounts Rules requirements
Independent assessment of financial processes and controls
Support for legal practices across the UK
Audit services delivered alongside wider accountancy support
Experience with accounting, payroll, and taxation services
Address: Suite 3J, Recycling Lives Centre, 1a Essex Street, Preston, PR1 1QE
RMT
RMT provides specialist SRA audit services for solicitors and law firms that hold client money as part of their legal work. Their audit services focus on reviewing compliance with the SRA Accounts Rules, assessing whether appropriate controls are in place, and preparing the Accountant's Report required under the regulatory framework. They work closely with firms to review processes related to client money management, authorisation procedures, and financial record keeping.
Their support extends beyond the preparation of reports and includes reviewing existing controls, identifying areas where procedures can be strengthened, and providing recommendations based on audit findings. The firm also offers a wider range of accounting, bookkeeping, audit, and advisory services, allowing legal practices to access broader financial and compliance support where needed.
Key Highlights:
Specialist SRA audit services for law firms and solicitors
Reviews of client money controls and compliance procedures
Support with Accountant's Reports and regulatory obligations
Assessment of financial systems, records, and authorisation processes
Identification of control weaknesses and compliance risks
Practical recommendations based on audit findings
Broader accounting and advisory expertise alongside audit services
Services:
SRA audits
Audit and assurance services
Bookkeeping services
Accounting services
Company secretarial services
Financial reviews
Business advisory support
Contact Information:
Website: r-m-t.co.uk
Address: Gosforth Park Ave, Newcastle upon Tyne NE12 8EG, United Kingdom
Equus Miller is an accountancy and audit firm that provides SRA audit and accounts services for solicitors and legal practices. Their work focuses on helping firms meet the reporting and compliance requirements set by the Solicitors Regulation Authority, particularly in relation to the handling and protection of client money. They assist firms with the preparation of reports, compliance processes, and the practical requirements associated with SRA Accounts Rules.
Their support extends beyond the completion of annual reporting obligations and includes reviewing existing controls, recommending process improvements, and helping firms strengthen the systems used to safeguard client funds. Alongside SRA-related work, they provide a range of accounting and business support services covering tax, payroll, management accounts, corporate finance, and company administration. This allows legal practices to access both regulatory compliance support and wider financial guidance through a single provider.
Key Highlights:
SRA audit and accounts services for solicitors and legal practices
Support with compliance requirements linked to client money handling
Assistance with annual reporting obligations under SRA rules
Reviews of existing controls and financial management processes
Guidance on improving systems used to protect client funds
Support with software and authorisation control procedures
Wider accounting and business advisory expertise for legal firms
Address: Brook House, 47 High Street, Henley in Arden, B95 5AA
Phone: 01564 781 455
Twitter: x.com/equusmiller
Linkedin: www.linkedin.com/company/equus-miller
Conclusion
Choosing an SRA audit provider is rarely just about finding someone to complete an Accountant's Report. Law firms often look for a company that understands the legal sector, communicates clearly, works efficiently with internal teams, and can identify potential compliance issues before they become larger problems. Some firms may need straightforward annual audit support, while others may be looking for help with AML reviews, internal compliance checks, process improvements, or ongoing guidance around the SRA Accounts Rules.
That is why comparing providers can be valuable. The companies featured in this guide offer different approaches, areas of focus, and levels of support. Reviewing their services side by side makes it easier to understand which firm aligns with your practice's size, structure, and compliance requirements. What works well for a small solicitor's practice may not be the right fit for a larger firm managing high volumes of client money.
This guide is designed to simplify that research process. Instead of spending hours reviewing individual websites, law firms can use it as a starting point to compare options, understand the types of services available, and narrow down potential providers. The right choice will depend on your firm's specific needs, but having a clear overview of the market makes that decision far easier and more informed.
AC
Written by the Acumon team
Acumon is an ICAEW-registered firm of chartered accountants and registered auditors
based in London, with offices in Pitstone, Aylesbury and Bournemouth. Need advice on
anything covered here? Talk to us.
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